Umpqua Investments, Inc
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About this Advisor
David Stockton is a certified financial planner in Portland, Oregon. Currently a registered advisor with Umpqua Investments, Inc, Stockton has an impressive 25 years of professional experience in the financial advisory industry. Stockton holds Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Stockton can advise customers in Oregon. During their career, Stockton has held roles at Umpqua Investments, Inc and Citigroup Global Markets Inc. Umpqua Investments, Inc is headquartered in Portland, Oregon, and operates out of 17 additional offices in the country. As a company, Umpqua Investments, Inc oversees $720 million in assets throughout 2,332 accounts and employs more than 57 people. The firm's total assets under management places it among the bigger investment advisory firms in the United States. The firm manages 1,612 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 5% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Umpqua Investments, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based fees.
Certifications and Registrations
Years of Experience
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Umpqua Investments, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
David Stockton Work History
David has 25 years of experience.
Umpqua Investments, Inc
Citigroup Global Markets Inc
David Stockton has no disclosures.
Please visit their SEC profile for more details.