John
Pollock
M Holdings Securities, Inc
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About this Advisor
John Pollock is a financial advisor operating in Portland, Oregon with a total of 7 years of industry experience. Pollock currently works for M Holdings Securities, Inc. Throughout their career, Pollock has worked at M Holdings Securities, Inc and Scottrade, Inc. Pollock holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is able to serve investors in Oregon. M Holdings Securities, Inc is an advisory company operating out of Portland, OR. The company has offices in 105 locations and a total of 738 advisors. It manages $4 billion in assets under management across its 10,065 accounts, placing it among the biggest firms in the country by assets under management. Of its 10,065 customer accounts, 17% are held by high-net-worth investors who have more than $1 million in investable assets. M Holdings Securities, Inc provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules largely depend on which services are provided. However, fee types charged by M Holdings Securities, Inc most likely include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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M Holdings Securities, Inc Brokerage Details
$3,932,369,637
738
10,065
$390,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
John Pollock Work History
John has been registered as a financial advisor for 7 years.*
M Holdings Securities, Inc
Scottrade, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Pollock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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