Roy
Rasera
Park Avenue Securities LLC
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About this Advisor
Roy Rasera is a chartered financial consultant operating out of Portland, Oregon with a total of 17 years of industry experience. Rasera is currently employed by Park Avenue Securities LLC. Their career trajectory has included roles at Park Avenue Securities, Guardian Life Insurance, Guardian Life Ins Co, Park Ave Sec and Guardian Life Insurance Company. Rasera holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can operate in Arizona, California, Colorado, Maine, Maryland, Massachusetts, Missouri, Montana, Nebraska, Nevada, Ohio, Oregon, Utah and Washington. Park Avenue Securities LLC is an advisory business that has its headquarters in New York, NY. It has offices in 385 locations and a total of 1,825 employees. It administers $10 billion in total assets across its 57,359 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides financial advice to 132 charitable organizations. Of its 57,359 customer accounts, 19% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Park Avenue Securities LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial advisory fees usually depend on which services are provided. Fee types billed by Park Avenue Securities LLC can consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Park Avenue Securities LLC Brokerage Details
$9,912,742,257
1,825
57,359
$172,819
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Roy Rasera Work History
Roy has been registered as a financial advisor for 17 years.*
Guardian Life Insurance
Park Avenue Securities
Guardian Life Insurance Company
Park Avenue Securities
Guardian Life Insurance
Park Avenue Securities
Park Avenue Securities
Guardian Life Insurance
Guardian Life Insurance Company
Park Avenue Securities
Guardian Life Insurance
Park Avenue Securities
Guardian Life Ins Co
Park Ave Sec
Park Avenue Securities
Guardian Life Insurance
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Roy Rasera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Park Avenue Securities LLC
Warwick, NY
Englewood, CO
Liberty Hill, TX
Claremont, CA
Port Chester, NY
Portsmouth, NH
New York, NY
Buffalo, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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