Brian
Monroe

Janney Montgomery Scott LLC

CRD#6820964
Investment Advisor
in Philadelphia, PA

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About this Advisor

Brian Monroe is a financial advisor operating out of Philadelphia, Pennsylvania who has 5 years of relevant experience. Monroe works at Janney Montgomery Scott LLC. During their career, Monroe has held roles at Capital One Investing, LLC, University Of Delaware, Dover International Speedway, Food Lion, Pizza Hut, Univeristy Of Delaware, Stay At Home, Capital One Advisors, LLC and Janney Montgomery Scott LLC. Monroe maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Delaware and Pennsylvania. Janney Montgomery Scott LLC is a registered investment business headquartered in Philadelphia, PA. The company has offices in 118 locations and a total of 2,242 people on staff. It oversees $73 billion in total assets between its 216,397 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 1,526 charitable organizations. Of its 216,397 customer accounts, 31% are held by high-net-worth individuals who have at least $1 million in investable assets. The firm performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees depend on the services offered. However, fees charged by Janney Montgomery Scott LLC most likely are comprised of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1717 Arch Street
Philadelphia, PA 19103

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$73,000,611,319

PA Average: $15,833,994,310
Total Number of Employees

2,242

PA Average: 41
Total Number of Accounts

216,397

PA Average: 3,342
Average Account Size

$337,346

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brian Monroe Work History

Brian has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Janney Montgomery Scott LLC

2017 - 2018 (1 year)

Capital One Investing, LLC

2017 - 2018 (1 year)

Capital One Advisors, LLC

2016 - 2017 (1 year)

University Of Delaware

2015 - 2015 (< 1 year)

Dover International Speedway

2014 - 2014 (< 1 year)

Food Lion

2013 - 2013 (< 1 year)

Pizza Hut

2013 - 2017 (4 years)

Univeristy Of Delaware

2007 - 2013 (6 years)

Stay At Home

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Monroe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Edward Prendergast
Glastonbury, CT
Ghazal Eghbali Afshar
Mount Laurel, NJ
Michele Peele
Towson, MD
Karla St. Luke
Atlanta, GA
David Luke
Greenville, SC
Christine Stefanski
Marlton, NJ
John Kline
Raleigh, NC
Laurie Daugs
Naples, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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