Carrera
Santiago

Ubs Financial Services Inc

CRD#6692178
Investment Advisor
in Philadelphia, PA

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About this Advisor

Carrera Santiago is a financial advisor who works in Philadelphia, Pennsylvania with 1 year of relevant experience. Santiago works at Ubs Financial Services Inc. Over the course of their career, they have held roles at Franklin Square Capital Partners, Francesca'S Collection, Drexel University, Reach Wellness Chiropractic Center, Rowan College At Burlington County, Rowan Univeristy, Fs2 Capital Partners, LLC, Fs Investment Solutions, LLC and Ubs Financial Services Inc. Santiago has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in Pennsylvania. Ubs Financial Services Inc is an advisory firm headquartered in Weehawken, NJ. The company has offices in 369 locations and a total of 13,059 people on staff. It administers $601 billion in assets among its 1,077,471 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides financial advice to 8,062 charities and foundations. Of its 1,077,471 client accounts, 65% belong to high-net-worth clients who have at least $1 million in assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management largely are based on which service is provided. However, fee types charged by Ubs Financial Services Inc likely include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Mellon Bank Ctr. 1735 Market Street
Philadelphia, PA 19103

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

PA Average: $10,121,009,343
Total Number of Employees

13,059

PA Average: 92
Total Number of Accounts

1,077,471

PA Average: 6,978
Average Account Size

$557,610

PA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Carrera Santiago Work History

Carrera has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Ubs Financial Services Inc

2017 - 2021 (4 years)

Fs Investment Solutions, LLC

2016 - 2016 (< 1 year)

Fs2 Capital Partners, LLC

2015 - 2016 (1 year)

Franklin Square Capital Partners

2014 - 2015 (1 year)

Francesca'S Collection

2014 - 2016 (2 years)

Drexel University

2012 - 2013 (1 year)

Rowan College At Burlington County

2012 - 2013 (1 year)

Rowan Univeristy

2011 - 2014 (3 years)

Reach Wellness Chiropractic Center

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carrera Santiago to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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