Daniel
Stephens

Janney Montgomery Scott LLC

CRD#2808413
Investment Advisor
in Philadelphia, PA

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About this Advisor

Daniel Stephens is a financial advisor operating out of Philadelphia, Pennsylvania with 1 year of industry experience. Stephens is an advisor for Janney Montgomery Scott LLC. During their career, Stephens has held roles at Nfp Advisor Services, Ascensus, Financial Telesis Inc, National Penn Capital Advisors, Kestra Investment Services, LLC, Ivc Wealth Advisors LLC, Private Client Services, Janney Montgomery Scott LLC and Kestra Advisory Services, LLC. Stephens has Series 63 and Series 66 licenses, which qualify them as a securities broker, and can operate in Pennsylvania. Janney Montgomery Scott LLC is a registered investment company based in Philadelphia, PA. The firm has offices in 118 locations and a total of 2,242 people on staff. It controls $73 billion in total assets between its 216,397 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 1,526 charities and foundations. Of its 216,397 customer accounts, 31% are associated with high-net-worth clients who have at least $1 million in assets. Janney Montgomery Scott LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on the financial services offered. However, fees billed by Janney Montgomery Scott LLC may include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1717 Arch Street
Philadelphia, PA 19103

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$73,000,611,319

PA Average: $15,833,994,310
Total Number of Employees

2,242

PA Average: 41
Total Number of Accounts

216,397

PA Average: 3,342
Average Account Size

$337,346

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Daniel Stephens Work History

Daniel has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Janney Montgomery Scott LLC

2014 - Present (10 years)

Ivc Wealth Advisors LLC

2020 - 2022 (2 years)

Private Client Services

2016 - 2020 (4 years)

Kestra Advisory Services, LLC

2014 - 2016 (2 years)

Nfp Advisor Services

2014 - 2020 (6 years)

Kestra Investment Services, LLC

2013 - 2014 (1 year)

Financial Telesis Inc

2013 - 2014 (1 year)

National Penn Capital Advisors

2013 - 2014 (1 year)

Financial Telesis Inc

1999 - 2013 (14 years)

Ascensus

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Stephens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Timothy Mcdermott
Boca Raton, FL
Charles Noble
New Haven, CT
Michael Rossley
West Hartford, CT
Karla St. Luke
Atlanta, GA
David Luke
Greenville, SC
Thomas Mcdonald
Albany, NY
Stephanie Bailey
York, PA
Aaron Byrd-Leitner
Philadelphia, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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