David
Cawley

Legend Financial Advisors Inc

CRD#6203184
Investment Advisor
in Pittsburgh, PA

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About this Advisor

David Cawley is a certified financial planner operating out of Pittsburgh, Pennsylvania, with 2 years of industry experience. Cawley is on the advisory team at Legend Financial Advisors Inc. The advisor has gained experience at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, University Of Pittsburgh At Johnstown, Pnc Bank, Pnc Investments, Experis, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Pnc Wealth Management, Accounting Principles, Legend Financial Advisors and Legend Financial Advisors Inc. Cawley maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Pennsylvania and Texas. Legend Financial Advisors Inc is an advisory business that has its headquarters in Pittsburgh, PA. It handles $247 million in assets across its 794 accounts, making it one of the mid-sized firms in the country by assets under management. The firm advises one charities and foundations. Of its 794 customer accounts, 47% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Legend Financial Advisors Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules typically vary depending on which service is offered. However, fee types billed by Legend Financial Advisors Inc most likely include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5700 Corporate Drive Suite 350
Pittsburgh, PA 15237

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Legend Financial Advisors Inc Brokerage Details

Total Assets Under Management

$246,567,581

PA Average: $15,833,994,310
Total Number of Employees

12

PA Average: 41
Total Number of Accounts

794

PA Average: 3,342
Average Account Size

$310,539

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

David Cawley Work History

David has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Legend Financial Advisors

2021 - Present (3 years)

Legend Financial Advisors Inc

2018 - Present (6 years)

Tiaa-Cref Individual & Institutional Services, LLC

2018 - 2020 (2 years)

Tiaa

2017 - 2017 (< 1 year)

Pnc Investments

2017 - 2018 (1 year)

Pnc Wealth Management

2015 - 2017 (2 years)

Pnc Bank

2015 - 2017 (2 years)

Pnc Investments

2014 - 2015 (1 year)

Experis

2014 - 2014 (< 1 year)

Accounting Principles

2013 - 2014 (1 year)

Northwestern Mutual Life Insurance Company

2013 - 2014 (1 year)

Northwestern Mutual Investment Services, LLC

2009 - 2014 (5 years)

University Of Pittsburgh At Johnstown

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Cawley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Legend Financial Advisors Inc

Robert White
Pittsburgh, PA
William Knight
Pittsburgh, PA
David Cawley
Pittsburgh, PA
James Holtzman
Pittsburgh, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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