Eric
Cain

Lpl Financial LLC

CRD#6299642
Investment Advisor
in Elizabethtown, PA

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About this Advisor

Eric Cain is a financial advisor based in Elizabethtown, Pennsylvania, with a total of 1 year of industry experience. Cain works at Lpl Financial LLC. Their career trajectory has included roles at Ameriprise Financial Services, Inc, Displays And Graphics, Inc, Lawn Star and Lpl Financial LLC. Cain has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Pennsylvania. Lpl Financial LLC is a financial advisory company that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It controls $368 billion in total assets across its 1,688,501 accounts, making it one of the biggest firms in the country by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth investors who have greater than $1 million in investable assets. The company has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules are based on which services the firm provides the client. Fees charged by Lpl Financial LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1900 North Market Street
Elizabethtown, PA 17022

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

PA Average: $646,059,043
Total Number of Employees

31,366

PA Average: 13
Total Number of Accounts

1,688,501

PA Average: 661
Average Account Size

$217,956

PA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Eric Cain Work History

Eric has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lpl Financial LLC

2014 - 2022 (8 years)

Ameriprise Financial Services, Inc

2010 - 2014 (4 years)

Displays And Graphics, Inc

2002 - 2014 (12 years)

Lawn Star

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Eric Cain to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Yuen
Aptos, CA
Joseph Sarbello
Sea Girt, NJ
Scott Feher
Walnut Creek, CA
Robert Notarfrancesco
Bridgeport, CT
Michael Evans
Westerville, OH
Adam Chaney
Naperville, IL
Keith Clark
Corpus Christi, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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