Gary
Droz

Mainline Private Wealth, LLC

CRD#1081511
Investment Advisor
in Wynnewood, PA

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About this Advisor

Gary Droz is a financial advisor operating out of Wynnewood, Pennsylvania who has 11 years of relevant experience. Droz is on the advisory team at Mainline Private Wealth, LLC. The advisor has gained experience at Innovest Financial Management, Mainline Private Wealth, LLC, Cms Investment Resources, LLC, Na - See Position Held and Mainline Securities LLC. Droz maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Kentucky, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island and South Carolina. Mainline Private Wealth, LLC is a registered investment business operating out of Wynnewood, PA. The company has a total of seven advisors. It handles $793 million in total assets among its 858 accounts, placing it among the larger investment advisory firms in the nation by assets under management. Of its 858 customer accounts, 71% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Mainline Private Wealth, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management depend on the services provided. Fee types billed by Mainline Private Wealth, LLC can consist of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

308 E. Lancaster Avenue Suite 300
Wynnewood, PA 19096

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Mainline Private Wealth, LLC Brokerage Details

Total Assets Under Management

$792,780,123

PA Average: $15,833,994,310
Total Number of Employees

7

PA Average: 41
Total Number of Accounts

858

PA Average: 3,342
Average Account Size

$923,986

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Gary Droz Work History

Gary has been registered as a financial advisor for 11 years.*

2015 - Present (9 years)

Mainline Securities LLC

2011 - Present (13 years)

Mainline Private Wealth, LLC

1993 - Present (31 years)

Na - See Position Held

2012 - 2013 (1 year)

Cms Investment Resources, LLC

2011 - 2014 (3 years)

Innovest Financial Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gary Droz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mainline Private Wealth, LLC

Eric Zeltner
Wynnewood, PA
David Turbiner
Wynnewood, PA
Gary Droz
Wynnewood, PA
William Landman
Wynnewood, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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