James
Fanning

Northwestern Mutual Investment Services, LLC

CRD#1858930
Investment Advisor
in Pittsburgh, PA
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About this Advisor

James Fanning is an investment advisor in Pittsburgh, Pennsylvania. Currently an investment advisor with Northwestern Mutual Investment Services, LLC, Fanning has an impressive 31 years of practice as a financial advisor. Fanning maintains a Series 63 license, qualifying the advisor as a securities broker. Fanning is registered to work with customers based out of Pennsylvania. During their career, the advisor has held roles at Northwestern Mutual Investment Services, LLC, The Northswester Mutual Life Insurance C and Nml Equity Services Inc. Northwestern Mutual Investment Services, LLC is headquartered in Pittsburgh, Pennsylvania. As a company, Northwestern Mutual Investment Services, LLC employs more than 1,672 people. None of the advisory firm's clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Northwestern Mutual Investment Services, LLC can provide selection of other advisers and other services. The firm may charge clients fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

31 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Disclosures

No

Office Location

600 Grant Street 3550 Us Steel Tower
Pittsburgh, PA 15219

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

1,597

PA Average: 43

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Investment Advisory Services

  • Other

James Fanning Work History

James has 31 years of experience.

1988 - Present (31 years)

Northwestern Mutual Investment Services, LLC

1988 - Present (31 years)

Nml Equity Services Inc

1987 - Present (32 years)

The Northswester Mutual Life Insurance C

Disclosures

James Fanning has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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