James
Monteverde

Royal Alliance Associates, Inc

CRD#805853
Investment Advisor
in Pittsburgh, PA
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About this Advisor

James Monteverde is an advisor in Pittsburgh, Pennsylvania. Currently an advisor at Royal Alliance Associates, Inc, they have accumulated an impressive 48 years of practice in the financial advisory industry. Monteverde maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Monteverde is registered to work with clients in Connecticut, Florida, New Hampshire, New Jersey, New Mexico, North Carolina, Ohio, Pennsylvania, Washington, West Virginia and Michigan. Throughout their career, they have worked at Nfp Securities, The Monteverde Group and Royal Alliance Associates, Inc. Royal Alliance Associates, Inc is headquartered in Pittsburgh, Pennsylvania, and operates out of 459 offices throughout the country. In total, Royal Alliance Associates, Inc oversees $8 billion in assets across 30,657 accounts and employs more than 1,933 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 16,603 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 13% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Royal Alliance Associates, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

48 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

Three Gateway Center 401 Liberty Avenue, #2300
Pittsburgh, PA 15222

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

PA Average: $10,121,009,343
Total Number of Employees

2,951

PA Average: 92
Total Number of Accounts

62,916

PA Average: 6,978
Average Account Size

$200,603

PA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Monteverde Work History

James has 48 years of experience.

2016 - Present (3 years)

Royal Alliance Associates, Inc

1970 - Present (49 years)

The Monteverde Group

2001 - 2016 (15 years)

Nfp Securities

Disclosures

James Monteverde has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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