James
Rogers

Hornor, Townsend & Kent, LLC

CRD#1052635
Investment Advisor
in Exton, PA

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About this Advisor

James Rogers is a chartered financial consultant who works in Exton, Pennsylvania who has 16 years of relevant experience. Rogers is an advisor for Hornor, Townsend & Kent, LLC. During their career, Rogers has held roles at Hornor, Townsend & Kent, Inc and Penn Mutual Life Ins. Rogers maintains a Series 63 license, designating them as a securities broker, and is able to advise clients in Florida, Pennsylvania and Texas. Hornor, Townsend & Kent, LLC is an advisory company headquartered in Horsham, PA. It has offices in 172 locations and a total of 471 employees. It controls $7 billion in assets under management across its 27,773 accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 21 charities and foundations. Of its 27,773 customer accounts, just 14% are associated with high-net-worth individuals who have more than $1 million in investable assets. Hornor, Townsend & Kent, LLC has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management vary depending on which services are offered. Fees charged by Hornor, Townsend & Kent, LLC can be comprised of any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

305 Exton Commons
Exton, PA 19341

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Hornor, Townsend & Kent, LLC Brokerage Details

Total Assets Under Management

$7,114,905,281

PA Average: $15,833,994,310
Total Number of Employees

471

PA Average: 41
Total Number of Accounts

27,773

PA Average: 3,342
Average Account Size

$256,181

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

James Rogers Work History

James has been registered as a financial advisor for 16 years.*

1988 - Present (36 years)

Hornor, Townsend & Kent, Inc

1975 - Present (49 years)

Penn Mutual Life Ins

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Rogers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hornor, Townsend & Kent, LLC

Jomo Hylton
Rockville, MD
Joshua Baer
New York, NY
Brian Chew
Fairhope, AL
Richard Weinstein
Doylestown, PA
Carlos Suarez
Miami, FL
Andre Veres
Tucson, AZ
Erick Colon
Wakefield, MA
Shane Pfingsten
Wichita, KS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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