John
Fleming

Cetera Investment Advisers LLC

CRD#1284986
Investment Advisor
in Altoona, PA

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About this Advisor

John Fleming is a financial advisor based in Altoona, Pennsylvania, working with Cetera Investment Advisers LLC. John has previously held positions at Vip Ventures, LLC, 1St Global Insurance Services, Inc, 1St Global Capital Corp, 1St Global Advisors, Inc, First Allied Securities, Inc, First Allied Advisory Services, Inc, First Allied Advisory Services, and Cetera Advisors LLC. John has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Pennsylvania and Texas. Currently, John is part of Cetera Investment Advisers LLC, which operates out of Altoona, Pennsylvania. The firm has 1,614 offices and 6,648 employees. The firm manages assets totaling $104.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Cetera Investment Advisers LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1401 9Th Avenue
Altoona, PA 16602

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$104,468,595,111

PA Average: $6,674,516,078
Total Number of Employees

6,648

PA Average: 44
Total Number of Accounts

423,554

PA Average: 2,564
Average Account Size

$246,648

PA Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Fleming Work History

2022 - Present (2 years)

Cetera Advisors LLC

2020 - Present (4 years)

First Allied Advisory Services

2005 - Present (19 years)

Vip Ventures, LLC

2016 - 2022 (6 years)

First Allied Securities, Inc

2016 - 2020 (4 years)

First Allied Advisory Services, Inc

2008 - 2016 (8 years)

1St Global Insurance Services, Inc

2007 - 2016 (9 years)

1St Global Capital Corp

2007 - 2016 (9 years)

1St Global Advisors, Inc

Disclosures

Please visit the SEC profile of John Fleming to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

John Felix
Charleston, SC
Conner Darsee
Mansfield, OH
Blake Mcginley
San Jose, CA
Asha Patel
Waterford, MI
Braedon Bayer
Fort Lauderdale, FL
Harry Zinsser
Midlothian, VA
Sean Mainwaring
Tampa, FL
Kurtis Anderson
San Diego, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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