Keith
Schmidt

Hartford Funds

CRD#5961885
Investment Advisor
in Wayne, PA

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About this Advisor

Keith Schmidt is a financial advisor based out of Wayne, Pennsylvania, with a total of 5 years of relevant experience. Schmidt is an employee of Hartford Funds. During their career, the advisor has held roles at Pnc Bank, Pnc Investments LLC, Resource America, New York Life Investments, Hartford Funds Management Company, LLC and Hartford Funds Distributors, LLC. Schmidt holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to work in Pennsylvania. Hartford Funds is a business headquartered in Wayne, PA. It manages $122 billion in assets under management between its 78 accounts, making it one of the biggest financial advisory firms in the country by assets under management. Hartford Funds provides a broad set of services, including portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers and other services. Financial advisory fees typically depend on which services are provided. However, fees billed by Hartford Funds can include asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Others

Office Location

690 Lee Road
Wayne, PA 19087

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Hartford Funds Brokerage Details

Total Assets Under Management

$122,211,169,145

PA Average: $15,833,994,310
Total Number of Employees

372

PA Average: 41
Total Number of Accounts

78

PA Average: 3,342
Average Account Size

$1,566,809,861

PA Average: $4,737,880

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers
  • Other

Keith Schmidt Work History

Keith has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Hartford Funds Management Company, LLC

2018 - Present (6 years)

Hartford Funds Distributors, LLC

2015 - 2018 (3 years)

New York Life Investments

2014 - 2015 (1 year)

Pnc Bank

2014 - 2015 (1 year)

Pnc Investments LLC

2012 - 2014 (2 years)

Resource America

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Schmidt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hartford Funds

Jake Maclean
Wayne, PA
Joseph Miller
Wayne, PA
Jason Schechter
Wayne, PA
Christopher Unis
Wayne, PA
Edward Cisowski
Naperville, IL
Joseph Melcher
Wayne, PA
Mark Stevens
Wayne, PA
William Pauley
Sellersville, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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