Lawrence
Rosenthal

Park Avenue Securities LLC

CRD#1042290
Investment Advisor
in King Of Prussia, PA

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About this Advisor

Lawrence Rosenthal is a financial advisor working in King Of Prussia, Pennsylvania who has 19 years of industry experience. Rosenthal currently works for Park Avenue Securities LLC. Their career trajectory has included roles at Guardian Life Insurance Company and Park Avenue Securities. Rosenthal maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to operate in New Jersey and Pennsylvania. Park Avenue Securities LLC is a registered investment firm operating out of New York, NY. It has offices in 385 locations and a total of 1,825 advisors. It oversees $10 billion in assets across its 57,359 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 132 charities and foundations. Of its 57,359 accounts, 19% are held by high-net-worth investors who have more than $1 million in assets available to invest. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. A financial advisor's fee schedules largely vary depending on which services the firm provides the client. Fees billed by Park Avenue Securities LLC likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

150 South Warner Road Suite 120
King Of Prussia, PA 19406

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

PA Average: $7,464,549,021
Total Number of Employees

1,825

PA Average: 88
Total Number of Accounts

57,359

PA Average: 3,892
Average Account Size

$172,819

PA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Lawrence Rosenthal Work History

Lawrence has been registered as a financial advisor for 19 years.*

2022 - Present (2 years)

Guardian Life Insurance Company

2022 - Present (2 years)

Park Avenue Securities

2004 - 2022 (18 years)

Park Avenue Securities

2000 - 2022 (22 years)

Guardian Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lawrence Rosenthal to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Chelsea Gottschling
Claremont, CA
George Papanicolaou
Port Chester, NY
Corwin Davidson
Liberty Hill, TX
Benjamin Decker
Mount Pleasant, SC
William Roerden
Warwick, NY
Derek Malis
Buffalo, NY
Shane Davis
Allentown, PA
Joseph Stiles
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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