Louis
Sforza

Ubs Financial Services Inc

CRD#1309377
Investment Advisor
in Pittsburgh, PA
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About this Advisor

Louis Sforza is an advisor whose office is in Pittsburgh, Pennsylvania. Currently an advisor at Ubs Financial Services Inc, Sforza has 11 years of practice as a registered investment advisor. Sforza has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Sforza is registered to advise clients in New Jersey and Pennsylvania. Their career trajectory has included roles at Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Pittsburgh, Pennsylvania, and has 369 additional offices throughout the United States. In total, Ubs Financial Services Inc manages $496 billion in assets dispersed across 922,927 client accounts and retains more than 13,402 people. The amount of assets the firm manages places it among the biggest firms in the country. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 52% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

5600 Walnut St
Pittsburgh, PA 15232

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

PA Average: $10,121,009,343
Total Number of Employees

13,335

PA Average: 92
Total Number of Accounts

957,738

PA Average: 6,978
Average Account Size

$517,923

PA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Louis Sforza Work History

Louis has 11 years of experience.

2010 - Present (9 years)

Ubs Financial Services Inc

2007 - 2010 (3 years)

Ubs Financial Services Inc

Disclosures

Louis Sforza has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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