Michael
Spadafore
Principal Securities, Inc
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About this Advisor
Michael Spadafore is a financial advisor who works out of Sewickley, Pennsylvania with 1 year of relevant experience. Spadafore currently works for Principal Securities, Inc. During their career, Spadafore has held roles at Nylife Securities LLC, New York Life Insurance Co, University Of Pittsburgh At Greensburg, Pine Richland Hs, Hardcore Elite, Steel City Select, North Catholic Hs, Plum High School, College Student, High School Student, Principal Life Insurance Company and Principal Securities Inc. Spadafore maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to serve investors in Pennsylvania. Principal Securities, Inc is a firm that has its headquarters in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 financial advisors. It has $9 billion in assets between its 46,075 client accounts, placing it among the largest firms in the United States by assets under management. The firm serves 34 charitable organizations. Of its 46,075 client accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets. Principal Securities, Inc provides a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically depend on which services the firm provides the client. Fees charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Michael Spadafore Work History
Michael has been registered as a financial advisor for 1 years.*
Principal Life Insurance Company
Principal Securities Inc
Pine Richland Hs
Hardcore Elite
North Catholic Hs
Steel City Select
Plum High School
Nylife Securities LLC
New York Life Insurance Co
University Of Pittsburgh At Greensburg
University Of Pittsburgh At Greensburg
College Student
High School Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Spadafore to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
New York, NY
Lansing, MI
Neenah, WI
Williamston, MI
Houston, TX
Grand Rapids, MI
Milwaukee, WI
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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