Nicholas
Cummings
Cetera Investment Advisers LLC
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About this Advisor
Nicholas Cummings is a financial advisor based in Leola, Pennsylvania, working with Cetera Investment Advisers LLC. Nicholas has previously held positions at Spring Township Parks And Recreation, Rkl Llp, Albright College Schumo Center For Fitness And Wellness, Student, Wilson High School, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Securian Financial Services Inc, Minnesota Life Insurance Co, Delaware Valley Advisors, Massmutual, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC, Smoker Wealth Management LLC, and Smoker And Company LLC. Nicholas has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Pennsylvania. Currently, Nicholas is part of Cetera Investment Advisers LLC, which operates out of Leola, Pennsylvania. The firm has 1,614 offices and 6,648 employees. The firm manages assets totaling $104.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Cetera Investment Advisers LLC includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$104,468,595,111
6,648
423,554
$246,648
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Cummings Work History
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Smoker Wealth Management LLC
Smoker And Company LLC
Securian Financial Services Inc
Minnesota Life Insurance Co
Delaware Valley Advisors
Massmutual
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
Rkl Llp
Albright College Schumo Center For Fitness And Wellness
Student
Spring Township Parks And Recreation
Wilson High School
Disclosures
Please visit the SEC profile of Nicholas Cummings to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
New York, NY
Toledo, OH
San Jose, CA
Saint Louis, MO
Indianapolis, IN
Saint Louis, MO
Tampa, FL
San Diego, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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