Patrick
Williams

Securities America Advisors, Inc

CRD#3214332
Investment Advisor
in Carlisle, PA

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About this Advisor

Patrick Williams is a certified financial planner working in Carlisle, Pennsylvania with a total of 3 years of relevant experience. Williams is an employee of Securities America Advisors, Inc. During their career, the advisor has held roles at Securities America Advisors, Securities America, Inc, Sterne Agee Investment Advisor Services, Inc, Wrp Investments, Inc and Sterne Agee Financial Services, Inc. Williams holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Pennsylvania. Securities America Advisors, Inc is a firm based out of La Vista, NE. It has offices in 1,469 locations and a total of 3,748 advisors. It manages $38 billion in total assets across its 200,228 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides services to five charitable organizations. Of its 200,228 accounts, just 5% belong to high-net-worth individuals who have at least $1 million in assets. Securities America Advisors, Inc performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules are based on the type of financial services provided. Fees charged by Securities America Advisors, Inc can be comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

64 S West St
Carlisle, PA 17013

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

PA Average: $1,978,216,465
Total Number of Employees

3,748

PA Average: 226
Total Number of Accounts

200,228

PA Average: 7,467
Average Account Size

$190,602

PA Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Patrick Williams Work History

Patrick has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Securities America Advisors

2020 - Present (4 years)

Securities America, Inc

2015 - 2019 (4 years)

Sterne Agee Investment Advisor Services, Inc

2014 - 2019 (5 years)

Sterne Agee Financial Services, Inc

2010 - 2014 (4 years)

Wrp Investments, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patrick Williams to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Brandon Warman
Kimberly, WI
Wesley Brown
La Vista, NE
Christopher Conti
Johnston, RI
Derek Bohne
Midvale, UT
Matthew Stange
Urbandale, IA
Mark Hansen
San Jose, CA
Richard Dutrisac
Costa Mesa, CA
Steven Juul
Spokane, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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