Samuel
Applegate

Morgan Stanley

CRD#5530560
Investment Advisor
in Sewickley, PA

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About this Advisor

Samuel Applegate is a financial advisor operating in Sewickley, Pennsylvania with a total of 14 years of relevant experience. Applegate is on the advisory team at Morgan Stanley. During their career, the advisor has held roles at Morgan Stanley Private Bank, N.A and Morgan Stanley Smith Barney LLC. Applegate has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Maine, Pennsylvania, Texas and Washington. Morgan Stanley is a financial advisory company that has its headquarters in Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 advisors. It manages $1 trillion in assets under management across its 2,233,188 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Morgan Stanley offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually depend on which services the firm provides the client. However, fee types billed by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1603 Carmody Court
Sewickley, PA 15143

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

PA Average: $7,464,549,021
Total Number of Employees

28,000

PA Average: 88
Total Number of Accounts

2,233,188

PA Average: 3,892
Average Account Size

$530,659

PA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Samuel Applegate Work History

Samuel has been registered as a financial advisor for 14 years.*

2015 - Present (9 years)

Morgan Stanley Private Bank, N.A

2009 - Present (15 years)

Morgan Stanley Smith Barney LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Applegate to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Daniel Evans
New York, NY
Johnny Williams
Columbia, SC
Russell Huebschle
Oakland, CA
Allan House
Baltimore, MD
Charles Doering
Walnut Creek, CA
Janelle Williams
Billings, MT
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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