Tara
Klimes

Fidelity Personal And Workplace Advisors

CRD#4146572
Investment Advisor
in Warrington, PA

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About this Advisor

Tara Klimes is a financial advisor working out of Warrington, Pennsylvania with 4 years of industry experience. Klimes is an employee of Fidelity Personal And Workplace Advisors. The advisor has gained experience at Merrill Lynch, Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Fidelity Brokerage Services LLC. Klimes holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Pennsylvania and Texas. Fidelity Personal And Workplace Advisors is a firm headquartered in Boston, MA. The company has offices in 3,093 locations and a total of 13,507 people on staff. It administers $653 billion in assets under management between its 1,712,247 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 11 charities and foundations. Of its 1,712,247 customer accounts, 31% belong to high-net-worth clients who have more than $1 million in assets available to invest. The business has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice depend on which service is offered. Fee types charged by Fidelity Personal And Workplace Advisors can be comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1520 Main St, Ste 201
Warrington, PA 18976-3401

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$652,548,367,853

PA Average: $16,012,751,954
Total Number of Employees

13,507

PA Average: 118
Total Number of Accounts

1,712,247

PA Average: 4,567
Average Account Size

$381,106

PA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Tara Klimes Work History

Tara has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Fidelity Brokerage Services LLC

2019 - 2019 (< 1 year)

Bank Of America, N.A

2018 - 2019 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2017 (1 year)

Edward Jones

2014 - 2016 (2 years)

Merrill Lynch

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tara Klimes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

Nora Clifford
Greenbrae, CA
Sean Sanders
Boston, MA
Steven Lopez
Rancho Cucamonga, CA
Robert Abbott
Westwood, MA
Jason Arcelay
Boston, MA
Randall Rogers
Smithfield, RI
Michael Gefen
Fairfield, CT
Andrew Draluck
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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