Thomas
Durkin

Principal Securities, Inc

CRD#2530106
Investment Advisor
in Pittsburgh, PA

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About this Advisor

Thomas Durkin is a financial advisor operating in Pittsburgh, Pennsylvania with a total of 4 years of relevant experience. Durkin works at Principal Securities, Inc. During their career, Durkin has held roles at Principal Securities Inc, Principal Life Insurance Company, Sagemark Consulting, Inc and Ubs Financial Services Inc. Durkin holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Pennsylvania. Principal Securities, Inc is an advisory business that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 employees. It oversees $9 billion in total assets among its 46,075 accounts, placing it among the biggest firms in the nation by assets under management. The firm provides services to 34 charitable organizations. Of its 46,075 accounts, just 3% are held by high-net-worth individuals who have more than $1 million in investable assets. Principal Securities, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management are based on which services are provided. However, fee types charged by Principal Securities, Inc most likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Pittsburgh, PA

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

PA Average: $9,259,360,772
Total Number of Employees

1,430

PA Average: 166
Total Number of Accounts

46,075

PA Average: 7,189
Average Account Size

$204,381

PA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Durkin Work History

Thomas has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Principal Securities Inc

2019 - Present (5 years)

Principal Life Insurance Company

2017 - 2019 (2 years)

Ubs Financial Services Inc

2000 - 2017 (17 years)

Sagemark Consulting, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Durkin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Alison White
Birmingham, AL
Michael Adelman
Des Moines, IA
Conrad Beeler
Lansing, MI
Benjamin Eichler
Williamston, MI
John Pettit
Puyallup, WA
Jairus Halladay
Milwaukee, WI
Craig Forster
Arlington, TX
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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