Timothy
Ratty

Janney Montgomery Scott LLC

CRD#3099842
Investment Advisor
in Philadelphia, PA

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About this Advisor

Timothy Ratty is a financial advisor based in Philadelphia, Pennsylvania, working with Janney Montgomery Scott LLC. Timothy has previously held positions at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, and Janney Montgomery Scott LLC. Timothy has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in Florida and Texas. Currently, Timothy is part of Janney Montgomery Scott LLC, which operates out of Philadelphia, Pennsylvania. The firm has 130 offices and 2,295 employees. The firm manages assets totaling $85.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Janney Montgomery Scott LLC includes asset-based, fixed, commission-based, and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1717 Arch Street
Philadelphia, PA 19103

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$85,895,170,425

PA Average: $15,833,994,310
Total Number of Employees

2,295

PA Average: 41
Total Number of Accounts

226,034

PA Average: 3,342
Average Account Size

$380,010

PA Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Timothy Ratty Work History

2021 - Present (3 years)

Janney Montgomery Scott LLC

2020 - 2021 (1 year)

Janney Montgomery Scott LLC

2019 - 2020 (1 year)

Cambridge Investment Research, Inc

2019 - 2020 (1 year)

Cambridge Investment Research Advisors, Inc

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

Disclosures

Please visit the SEC profile of Timothy Ratty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Marsha Matthews
Richmond, VA
Michael Kozik
Fairfield, CT
Bradley Kastan
Columbus, OH
Jack Cintorino
Harrisonburg, VA
Michael Mccarron
Philadelphia, PA
Michael Adler
Cockeysville, MD
Cassandra Beres
Sewickley, PA
James Bryant
Towson, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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