Principal Securities, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
William Bates is an investment advisor whose office is in Pittsburgh, Pennsylvania. Currently an investment advisor at Principal Securities, Inc, Bates has 15 years of work experience as a financial advisor. Bates holds Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Bates is registered to operate based out of Pennsylvania. Bates has gained experience at Princor Financial Services Corp, Principal Life Insurance Co and Bates Financial Group. Principal Securities, Inc is based out of Pittsburgh, Pennsylvania, and operates out of 354 brick-and-mortar locations across the United States. As a company, Principal Securities, Inc manages $6 billion in assets throughout 28,235 client accounts and employs more than 1,687 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the nation. The firm manages 12,357 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Principal Securities, Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
William Bates Work History
William has 15 years of experience.
Princor Financial Services Corp
Principal Life Insurance Co
Bates Financial Group
William Bates has no disclosures.
Please visit their SEC profile for more details.