William
Dougherty
Main Street Financial Solutions, LLC
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About this Advisor
William Dougherty is a certified financial planner and chartered financial analyst operating in Newtown, Pennsylvania who has 2 years of industry experience. Dougherty is on the advisory team at Main Street Financial Solutions, LLC. Over the course of their career, they have held roles at Main Street Financial Solutions, LLC and Hartford Funds Distributors, LLC. Dougherty has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Pennsylvania. Main Street Financial Solutions, LLC is a registered investment company headquartered in Newtown, PA. The company has offices in 21 locations and a total of 41 people on staff. It handles $2 billion in assets between its 5,424 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves six charities and foundations. Of its 5,424 accounts, 18% are held by high-net-worth individuals who have at least $1 million in investable assets. Main Street Financial Solutions, LLC offers a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees for financial management usually depend on the type of services offered. However, fees billed by Main Street Financial Solutions, LLC most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Main Street Financial Solutions, LLC Brokerage Details
$1,575,472,221
41
5,424
$290,463
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
William Dougherty Work History
William has been registered as a financial advisor for 2 years.*
Main Street Financial Solutions, LLC
Hartford Funds Distributors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Dougherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
