Royal Alliance Associates, Inc

Investment Advisor
in Warwick, RI

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About this Advisor

Alfonso Cumplido is a financial advisor who works in Warwick, Rhode Island, who has 11 years of professional experience. Cumplido is an employee of Royal Alliance Associates, Inc. Their career trajectory has included roles at Jhfn Sii, Alfonso Cumplido and Royal Alliance Associates, Inc. Cumplido holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut, Rhode Island and Texas. Royal Alliance Associates, Inc is a financial advisory firm headquartered in Warwick, Rhode Island. The investment advisory business has offices in 968 locations and a total of 2,951 people on staff. It oversees $13 billion in total assets across its 62,916 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 73 charities and foundations. Of its 62,916 client accounts, 16% belong to high-net-worth investors who have more than $1 million in assets. Royal Alliance Associates, Inc has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on the financial services provided. Fee types billed by Royal Alliance Associates, Inc may include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

935 Jefferson Boulevard Suite 2000
Warwick, RI 02886

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


RI Average: $10,121,009,343
Total Number of Employees


RI Average: 92
Total Number of Accounts


RI Average: 6,978
Average Account Size


RI Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Alfonso Cumplido Work History

Alfonso has 12 years of experience.

2018 - Present (2 years)

Royal Alliance Associates, Inc

2008 - Present (12 years)

Alfonso Cumplido

2010 - 2018 (8 years)

Jhfn Sii


Alfonso Cumplido has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Matthew Reichel
Wauchula, FL
Sarah Walkinshaw
Nashville, TN
Anthony Krncevic
Maumee, OH
Ajay Anand
Nashville, TN
Timothy Maurer
Rochester, MI
Jarrod Mckee
Greenville, OH
Gregory Kubinski
Southfield, MI
Christopher Sabatini
Southfield, MI

This content was compiled from the SEC and FINRA.

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