Daniel
Dalton

Cambridge Investment Research Advisors, Inc

CRD#2634791
Investment Advisor
in Riverside, RI

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About this Advisor

Daniel Dalton is a chartered financial consultant operating out of Riverside, Rhode Island with a total of 1 year of industry experience. Dalton is currently employed by Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at New England Securities, Cambridge Investment Research, Inc, Metlife Securities Inc, Massachusetts Mutual Life Insurance Company, Mml Investors Services, LLC and Cambridge Investment Research Advisors, Inc. Dalton holds a Series 63 license, certifying them as a securities broker, and is approved to work in Massachusetts and Rhode Island. Cambridge Investment Research Advisors, Inc is an advisory firm based in Fairfield, IA. The company has offices in 2,023 locations and a total of 3,352 financial advisors. It oversees $82 billion in total assets between its 461,370 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 461,370 customer accounts, just 10% belong to high-net-worth clients who have at least $1 million in investable assets. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial advisory fee schedules are based on which services the firm provides the client. Fee types charged by Cambridge Investment Research Advisors, Inc likely are comprised of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1275 Wampanoag Trail
Riverside, RI 02915

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

RI Average: $9,259,360,772
Total Number of Employees

3,352

RI Average: 166
Total Number of Accounts

461,370

RI Average: 7,189
Average Account Size

$178,659

RI Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Daniel Dalton Work History

Daniel has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Cambridge Investment Research, Inc

2022 - Present (2 years)

Cambridge Investment Research Advisors, Inc

2017 - 2022 (5 years)

Mml Investors Services, LLC

2016 - 2022 (6 years)

Massachusetts Mutual Life Insurance Company

2015 - 2022 (7 years)

Metlife Securities Inc

2003 - 2015 (12 years)

New England Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Dalton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Mitchell Robinson
Tulsa, OK
Ryan Grote
Cincinnati, OH
Richard Habel
Salt Lake City, UT
Justin Mulholland
Ann Arbor, MI
Kevin Currutt
Cleveland, OH
Enrico Bawar
Staten Island, NY
Laurie Taylor
Ormond Beach, FL
Andrew Wittich
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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