James
Falvey
Fidelity Personal And Workplace Advisors
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About this Advisor
James Falvey is a financial advisor operating out of Smithfield, Rhode Island, with 2 years of relevant experience. Falvey is an employee of Fidelity Personal And Workplace Advisors. Their career trajectory has included roles at Timothy Mccahan, Santander Bank, Brighton House Associates, John Hancock, Santander Bank Securities LLC, Northwestern Mutual Investment Services LLC, Citizens Bank, Citizens Securities Inc, Citizens Bank N.A and Fidelity Investments. Falvey maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Rhode Island and Texas. Fidelity Personal And Workplace Advisors is a registered investment business operating out of Boston, MA. The investment advisory business has offices in 3,093 locations and a total of 13,507 people on staff. It handles $653 billion in assets between its 1,712,247 accounts, placing it among the largest firms in the nation by assets under management. The firm serves 11 charities and foundations. Of its 1,712,247 client accounts, 31% are associated with high-net-worth individuals who have greater than $1 million in assets. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on which services the firm provides the client. However, fee types charged by Fidelity Personal And Workplace Advisors most likely include some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Fidelity Personal And Workplace Advisors Brokerage Details
$652,548,367,853
13,507
1,712,247
$381,106
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
James Falvey Work History
James has been registered as a financial advisor for 2 years.*
Fidelity Investments
Citizens Securities Inc
Citizens Bank N.A
Northwestern Mutual Investment Services LLC
Timothy Mccahan
Citizens Bank
Citizens Securities Inc
Timothy Mccahan
Santander Bank
Santander Bank Securities LLC
Brighton House Associates
John Hancock
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Falvey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fidelity Personal And Workplace Advisors
Greenbrae, CA
Boston, MA
Rancho Cucamonga, CA
Westwood, MA
Boston, MA
Austin, TX
Fairfield, CT
Fort Lauderdale, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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