Michael
Moses

Napatree Capital LLC

CRD#2190810
Investment Advisor
in Westerly, RI

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About this Advisor

Michael Moses is a financial advisor based out of Westerly, Rhode Island with 3 years of industry experience. Moses works at Napatree Capital LLC. Throughout their career, they have worked at Fidelity Brokerage Services LLC and Napatree Capital LLC. Moses has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in Massachusetts and Rhode Island. Napatree Capital LLC is an advisory business headquartered in Westerly, RI. The company has just five people on staff. It has $170 million in assets between its 295 accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 295 customer accounts, 55% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees for financial advice usually vary depending on the services. However, fees billed by Napatree Capital LLC can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

90 Beach Street
Westerly, RI 02891

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Napatree Capital LLC Brokerage Details

Total Assets Under Management

$170,187,900

RI Average: $2,813,243,532
Total Number of Employees

5

RI Average: 18
Total Number of Accounts

295

RI Average: 609
Average Account Size

$576,908

RI Average: $4,619,448

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Michael Moses Work History

Michael has been registered as a financial advisor for 3 years.*

2019 - Present (5 years)

Napatree Capital LLC

2006 - 2017 (11 years)

Fidelity Brokerage Services LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Moses to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Napatree Capital LLC

Jeffrey Liguori
Westerly, RI
Matthew Landon
Westerly, RI
Michael Moses
Westerly, RI
James Maynard
Westerly, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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