Lpl Financial LLC
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About this Advisor
Ryan Vaughn is a financial advisor who works in Wakefield, Rhode Island, with a total of 5 years of relevant experience. Vaughn is an advisor for Lpl Financial LLC. Vaughn has gained experience at Merrill Lynch, Pierce, Fenner And Smith Inc, Bank Of America, N.A and Lpl Financial LLC. Vaughn maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Rhode Island. Lpl Financial LLC is a financial advisory business headquartered in Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 financial advisors. It handles $368 billion in assets under management between its 1,688,501 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 accounts, 31% are associated with high-net-worth clients who have more than $1 million in assets available to invest. The advisory firm has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually vary depending on which services the firm provides the client. Fee types charged by Lpl Financial LLC most likely consist of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
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Lpl Financial LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Ryan Vaughn Work History
Ryan has been registered as a financial advisor for 5 years.*
Lpl Financial LLC
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner And Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Ryan Vaughn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Arlington Heights, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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