Charles
King
Lpl Financial LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Charles King is a financial advisor based out of Fort Mill, South Carolina, with 1 year of industry experience. King is an advisor for Lpl Financial LLC. King has gained experience at Morgan Stanley Smith Barney, Carson Energy, Trackingpoint Inc, Freedom Boat Club, Student, Thrivent Investment Management, Edward Jones, Dba Delta Company, Northwestern Mutual Life Insurance Company, Northwestern Mutual Wealth Management Company, Guardian Life Insurance Co Of America, Park Avenue Securities, Ascendant Alternative Strategies, Amu, Angelo State University, Ascendant Capital, White Aspen Capital, Guardian/Park Avenue Securities and Lpl Financial LLC. King holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in South Carolina and Texas. Lpl Financial LLC is a registered investment company headquartered in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in assets under management among its 1,688,501 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 accounts, 31% are held by high-net-worth clients who have at least $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules largely depend on the type of services provided. However, fees billed by Lpl Financial LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Charles King Work History
Charles has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Ascendant Alternative Strategies
Ascendant Capital
White Aspen Capital
Northwestern Mutual Wealth Management Company
Guardian Life Insurance Co Of America
Park Avenue Securities
Guardian/Park Avenue Securities
Edward Jones
Northwestern Mutual Life Insurance Company
Thrivent Investment Management
Freedom Boat Club
Student
Angelo State University
Carson Energy
Trackingpoint Inc
Morgan Stanley Smith Barney
Dba Delta Company
Amu
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Charles King to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Purchase, NY
Festus, MO
Arlington Heights, IL
Danville, IL
Guntersville, AL
Dyersburg, TN
Boston, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.