Cory
Smith

Cetera Investment Advisers LLC

CRD#7559357
Investment Advisor
in Bluffton, SC

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About this Advisor

Cory Smith is a financial advisor based out of Bluffton, South Carolina. Smith works at Cetera Investment Advisers LLC. Smith has gained experience at Cetera Investment Services LLC, Regions Bank, Ralph Lauren Corp and Cetera Investment Advisers LLC. Smith has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in South Carolina and Texas. Cetera Investment Advisers LLC is an advisory company operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 advisors. It manages $33 billion in assets under management among its 176,986 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 431 charities and foundations. Of its 176,986 accounts, 23% belong to high-net-worth investors who have at least $1 million in investable assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fees billed by Cetera Investment Advisers LLC likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

56 Persimmon Street
Bluffton, SC 29910

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

SC Average: $6,674,516,078
Total Number of Employees

3,094

SC Average: 44
Total Number of Accounts

176,986

SC Average: 2,564
Average Account Size

$188,469

SC Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cory Smith Work History

Cory has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Cetera Investment Advisers LLC

2022 - Present (2 years)

Cetera Investment Services LLC

2015 - Present (9 years)

Regions Bank

2007 - 2015 (8 years)

Ralph Lauren Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cory Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Stuart Wilson
Athens, AL
Jeffrey Regalado
New York, NY
Erin Mcclain
Philadelphia, PA
Michael Nelson
Anaheim, CA
Ricardo Sanchez
Fort Lauderdale, FL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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