David
Farbman

Cambridge Investment Research Advisors, Inc

CRD#603433
Investment Advisor
in Mt Pleasant, SC

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About this Advisor

David Farbman is a financial advisor operating in Mt Pleasant, South Carolina. Farbman is currently employed by Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at Moors & Cabot, Cantella & Co., Inc, Cambridge Investment Research Advisors, Inc and Cambridge Investment Research, Inc. Farbman has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in South Carolina. Cambridge Investment Research Advisors, Inc is a company based out of Fairfield, IA. The investment advisory business has offices in 2,023 locations and a total of 3,352 employees. It controls $82 billion in assets under management among its 461,370 accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advice to six charitable organizations. Of its 461,370 accounts, just 10% are associated with high-net-worth clients who have more than $1 million in assets. The business provides a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. A financial advisor's fee schedules typically vary depending on which services are provided. Fee types charged by Cambridge Investment Research Advisors, Inc likely consist of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Mt Pleasant, SC

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

SC Average: $9,259,360,772
Total Number of Employees

3,352

SC Average: 166
Total Number of Accounts

461,370

SC Average: 7,189
Average Account Size

$178,659

SC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

David Farbman Work History

David has been registered as a financial advisor for 0 years.*

2022 - Present (2 years)

Cambridge Investment Research Advisors, Inc

2022 - Present (2 years)

Cambridge Investment Research, Inc

2017 - Present (7 years)

Cantella & Co., Inc

2011 - 2017 (6 years)

Moors & Cabot

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Farbman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

John Ladick
Fairfield, IA
Herbert Modrak
Glen Allen, VA
Laurie Taylor
Ormond Beach, FL
Ryan Bouchard
Kennesaw, GA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
James Hinson
Brentwood, TN
Crescencio Alvarez
Fairfield, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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