Frank
Braddock

Janney Montgomery Scott LLC

CRD#4171565
Investment Advisor
in Columbia, SC

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About this Advisor

Frank Braddock is a financial advisor based in Columbia, South Carolina, working with Janney Montgomery Scott LLC. Frank has previously held positions at Jhs Capital Advisors, Inc and Janney Montgomery Scott LLC. Frank has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California, Colorado, Florida, Georgia, Louisiana, New Mexico, North Carolina, Ohio, South Carolina, and Texas. Currently, Frank is part of Janney Montgomery Scott LLC, which operates out of Columbia, South Carolina. The firm has 130 offices and 2,295 employees. The firm manages assets totaling $85.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Janney Montgomery Scott LLC includes asset-based, fixed, commission-based, and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1441 Main Street Suite 700
Columbia, SC 29201

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$85,895,170,425

SC Average: $15,833,994,310
Total Number of Employees

2,295

SC Average: 41
Total Number of Accounts

226,034

SC Average: 3,342
Average Account Size

$380,010

SC Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Frank Braddock Work History

2015 - Present (9 years)

Janney Montgomery Scott LLC

2010 - 2015 (5 years)

Jhs Capital Advisors,Inc

Disclosures

Please visit the SEC profile of Frank Braddock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Bradley Kastan
Columbus, OH
Jack Cintorino
Harrisonburg, VA
Mark Dipaola
New Haven, CT
William Sewell
Raleigh, NC
Michael Mccarron
Philadelphia, PA
Michael Adler
Cockeysville, MD
Cassandra Beres
Sewickley, PA
James Bryant
Towson, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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