Gary
Heatherington
Principal Securities, Inc
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About this Advisor
Gary Heatherington is a financial advisor operating out of Mount Pleasant, South Carolina with a total of 5 years of industry experience. Heatherington currently works for Principal Securities, Inc. During their career, the advisor has held roles at New England Financial Cook Agency, Metlife Securities, Inc, Massmutual, Mml Investors Services, LLC, Principal Life Insurance Company and Principal Securities Incorparated. Heatherington maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to serve investors in South Carolina and Texas. Principal Securities, Inc is a registered investment firm based out of Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 people on staff. It has $9 billion in assets under management among its 46,075 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 34 charities and foundations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have more than $1 million in assets. Principal Securities, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely vary depending on which service is offered. Fee types billed by Principal Securities, Inc can include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gary Heatherington Work History
Gary has been registered as a financial advisor for 5 years.*
Principal Life Insurance Company
Principal Securities Incorparated
Mml Investors Services, LLC
Massmutual
Metlife Securities, Inc
New England Financial Cook Agency
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Gary Heatherington to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Tampa, FL
Fargo, ND
Lansing, MI
Williamston, MI
Bethesda, MD
Des Moines, IA
Arlington, TX
Wdm, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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