First Citizens Investor Services, Inc

Investment Advisor
in Seneca, SC

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kevin Brock is a certified financial planner operating in Seneca, South Carolina, who has 6 years of industry experience. Brock is on the advisory team at First Citizens Investor Services, Inc. Over the course of their career, Brock has held roles at Metlife Securities Inc, Massachusetts Mutual Life Insurance Company, Mml Investors Services, LLC, First Citizens Investor Services and First Citizens Asset Management. Brock has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in South Carolina. First Citizens Investor Services, Inc is a registered investment business operating out of Raleigh, NC. It has offices in 73 locations and a total of 250 employees. It has $2 billion in assets under management between its 5,949 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 15 charitable organizations. Of its 5,949 customer accounts, just 5% belong to high-net-worth individuals who have at least $1 million in investable assets. First Citizens Investor Services, Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules usually vary depending on which services are offered. Fees charged by First Citizens Investor Services, Inc can be comprised of asset-based and fixed fees.

Certifications and Registrations


Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1007 Bypass 123
Seneca, SC 29678

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management


SC Average: $3,625,019,099
Total Number of Employees


SC Average: 22
Total Number of Accounts


SC Average: 1,917
Average Account Size


SC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Kevin Brock Work History

Kevin has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

First Citizens Investor Services

2017 - Present (7 years)

First Citizens Asset Management

2017 - 2017 (< 1 year)

Mml Investors Services, LLC

2016 - 2017 (1 year)

Massachusetts Mutual Life Insurance Company

2008 - 2017 (9 years)

Metlife Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Kevin Brock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Citizens Investor Services, Inc

David Walters
Wilmington, NC
Lang Macbain
Raleigh, NC
Michael Williamson
Mount Pleasant, SC
Ricky Sloan
Raleigh, NC
Brittany Munn
Hartsville, SC
Carrie Pedersen
Raleigh, NC
Cynthia Williams
Columbia, SC
Deborah Wright
Goldsboro, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started