William
Jones

Cambridge Investment Research Advisors, Inc

CRD#5359785
Investment Advisor
in Seneca, SC

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About this Advisor

William Jones is a financial advisor based in Seneca, South Carolina, with a total of 5 years of industry experience. Jones is an advisor for Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at Horizon Investments, LLC, Northern Lights Distributors, LLC, Lpl Financial, LLC, Advantage Investment Management LLC, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Jones has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in South Carolina. Cambridge Investment Research Advisors, Inc is a registered investment company that has its headquarters in Fairfield, IA. The company has offices in 2,023 locations and a total of 3,352 people on staff. It administers $82 billion in assets under management across its 461,370 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises six charitable organizations. Of its 461,370 accounts, just 10% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial management fee schedules usually depend on which services are provided. However, fee types charged by Cambridge Investment Research Advisors, Inc most likely include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

735 North Townville Street
Seneca, SC 29678

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

SC Average: $9,259,360,772
Total Number of Employees

3,352

SC Average: 166
Total Number of Accounts

461,370

SC Average: 7,189
Average Account Size

$178,659

SC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

William Jones Work History

William has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Cambridge Investment Research, Inc

2018 - Present (6 years)

Cambridge Investment Research Advisors, Inc

2015 - 2017 (2 years)

Lpl Financial, LLC

2015 - 2017 (2 years)

Advantage Investment Management LLC

2012 - 2014 (2 years)

Horizon Investments, LLC

2012 - 2014 (2 years)

Northern Lights Distributors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of William Jones to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Tomas Cern
Tolland, CT
Mitchell Robinson
Tulsa, OK
Ryan Bouchard
Kennesaw, GA
John Ladick
Fairfield, IA
Richard Habel
Salt Lake City, UT
Enrico Bawar
Staten Island, NY
Crescencio Alvarez
Fairfield, IA
Laurie Taylor
Ormond Beach, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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