Kristen
Gullickson

Lpl Financial LLC

CRD#5347284
Investment Advisor
in Spearfish, SD

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About this Advisor

Kristen Gullickson is a financial advisor based in Spearfish, South Dakota, working with Lpl Financial LLC. Kristen has previously held positions at Jackson National Life Distributors, LLC, Raymond James, National Planning Corporation, Northwestern Mutual Investment Services LLC, Curian Capital, Scott Sparks, Northwestern Mutual Wealth Management Company, Beauty Counter, Krh Consulting, and Lpl Financial LLC. Kristen has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in South Dakota. Currently, Kristen is part of Lpl Financial LLC, which operates out of Spearfish, South Dakota. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

146 W Hudson St
Spearfish, SD 57783

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$463,475,486,343

SD Average: $646,059,043
Total Number of Employees

35,841

SD Average: 13
Total Number of Accounts

1,910,545

SD Average: 661
Average Account Size

$242,588

SD Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kristen Gullickson Work History

2021 - Present (3 years)

Lpl Financial LLC

2020 - 2021 (1 year)

Krh Consulting

2017 - 2020 (3 years)

Northwestern Mutual Wealth Management Company

2017 - 2018 (1 year)

Beauty Counter

2016 - 2020 (4 years)

Northwestern Mutual Investment Services LLC

2016 - 2020 (4 years)

Scott Sparks

2015 - 2016 (1 year)

Raymond James

2007 - 2015 (8 years)

Jackson National Life Distributors, LLC

2007 - 2015 (8 years)

National Planning Corporation

2007 - 2015 (8 years)

Curian Capital

Disclosures

Please visit the SEC profile of Kristen Gullickson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Nicole Wilson
Glen Arm, MD
Tyler Zavala
Peoria, AZ
Meghan Clancy
Hollywood, FL
Kyle Hurt
San Diego, CA
John Senchak
Hyde Park, NY
Kedishia Grant
Fort Mill, SC
Christopher Claude
Altamonte Springs, FL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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