Thomas
Dice
Royal Alliance Associates, Inc
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About this Advisor
Thomas Dice is a certified financial planner and chartered financial consultant who works in Mitchell, South Dakota with a total of 2 years of industry experience. Dice is an advisor for Royal Alliance Associates, Inc. Their career trajectory has included roles at Royal Alliance Associates, Inc, Dice, Thomas Joel and Dice Financial Investment Advisory, LLC. Dice maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in South Dakota. Royal Alliance Associates, Inc is a financial advisory firm that has its headquarters in Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 advisors. It oversees $30 billion in assets under management among its 149,233 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 191 charitable organizations. Of its 149,233 accounts, just 11% are held by high-net-worth clients who have at least $1 million in investable assets. Royal Alliance Associates, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees typically vary depending on the financial services offered. However, fees billed by Royal Alliance Associates, Inc can be comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Dice Work History
Thomas has been registered as a financial advisor for 2 years.*
Royal Alliance Associates, Inc
Dice Financial Investment Advisory, LLC
Dice, Thomas Joel
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Dice to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
