Adam
Smotherman

Cetera Investment Advisers LLC

CRD#6284754
Investment Advisor
in Chattanooga, TN

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About this Advisor

Adam Smotherman is a financial advisor operating out of Chattanooga, Tennessee, who has 1 year of industry experience. Smotherman is on the advisory team at Cetera Investment Advisers LLC. Over the course of their career, Smotherman has held roles at Sears, Ubs Financial Services Inc, Suntrust Investment Services, Inc, Suntrust Advisory Services, Inc, Ubs, Sams Club, Truist Investment Services, Fifth Third Bank, Fifth Third Securities, Regions Bank, Cetera Investment Services LLC, Cetera Investment Advisers LLC and Corporate Employment Resouces. Smotherman holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Tennessee. Cetera Investment Advisers LLC is a registered investment business operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 people on staff. It controls $33 billion in assets under management across its 176,986 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 431 charitable organizations. Of its 176,986 customer accounts, 23% are held by high-net-worth individuals who have at least $1 million in assets. The company offers a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on which services are provided. However, fees billed by Cetera Investment Advisers LLC likely consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4538 Hwy 58
Chattanooga, TN 37416

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

TN Average: $6,674,516,078
Total Number of Employees

3,094

TN Average: 44
Total Number of Accounts

176,986

TN Average: 2,564
Average Account Size

$188,469

TN Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Adam Smotherman Work History

Adam has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Regions Bank

2022 - Present (2 years)

Cetera Investment Services LLC

2022 - Present (2 years)

Cetera Investment Advisers LLC

2021 - 2022 (1 year)

Fifth Third Bank

2021 - 2022 (1 year)

Fifth Third Securities

2018 - 2021 (3 years)

Suntrust Investment Services, Inc

2018 - 2021 (3 years)

Suntrust Advisory Services,Inc

2018 - 2021 (3 years)

Truist Investment Services

2016 - 2018 (2 years)

Ubs

2014 - 2018 (4 years)

Ubs Financial Services Inc

2014 - 2016 (2 years)

Ubs

2013 - 2014 (1 year)

Sears

2013 - 2014 (1 year)

Sears

2013 - 2014 (1 year)

Corporate Employment Resouces

2011 - 2013 (2 years)

Sams Club

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Smotherman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Stuart Wilson
Athens, AL
Ricardo Sanchez
Fort Lauderdale, FL
Erin Mcclain
Philadelphia, PA
Michelle Yang
San Marino, CA
Christopher Debeikes
Medford, OR
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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