Benjamin
Broome

Mml Investors Services, LLC

CRD#5981405
Investment Advisor
in Chattanooga, TN

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About this Advisor

Benjamin Broome is a financial advisor who works out of Chattanooga, Tennessee, who has been in the industry for 11 years. Broome is on the advisory team at Mml Investors Services, LLC. During their career, Broome has held roles at Axa Advisors, LLC, New England Securities Inc, Metlife Securities Inc, Massachusetts Mutual Life Insurance Company and Mml Investors Services, LLC. Broome holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Tennessee. Mml Investors Services, LLC is an advisory company headquartered in Chattanooga, Tennessee. It has offices in 1,155 locations and a total of 7,620 advisors. It oversees $63 billion in assets under management among its 287,089 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides services to 384 charitable organizations. The advisory firm provides a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees usually vary depending on the type of financial services provided. Fees charged by Mml Investors Services, LLC likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

2158 Northgate Park Ln Ste 225
Chattanooga, TN 37415-6959

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$62,946,222,947

TN Average: $16,012,751,954
Total Number of Employees

7,620

TN Average: 118
Total Number of Accounts

287,089

TN Average: 4,567
Average Account Size

$219,257

TN Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Benjamin Broome Work History

Benjamin has 11 years of experience.

2017 - Present (5 years)

Mml Investors Services, LLC

2016 - Present (6 years)

Massachusetts Mutual Life Insurance Company

2015 - 2017 (2 years)

Metlife Securities Inc

2013 - 2015 (2 years)

New England Securities Inc

2011 - 2013 (2 years)

Axa Advisors, LLC

Disclosures

Benjamin Broome has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Caryn Mcgrath
North Attleboro, MA
Anthony Colunga
Houston, TX
David Maurer
Princeton, NJ
Paul Tearson
Austin, TX
Dennis Hou
Brea, CA
Vincent Vaghi
Bethesda, MD
Hugo Hernandez
El Paso, TX
Paul Tokarz
Chicago, IL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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