Benjamin
Francis

Northwestern Mutual Investment Services, LLC

CRD#5359716
Investment Advisor
in Chattanooga, TN

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About this Advisor

Benjamin Francis is a financial advisor based in Chattanooga, Tennessee, working with Northwestern Mutual Investment Services, LLC. Benjamin has previously held positions at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, and Robert Thomas. Benjamin has passed the Series 63 regulatory exam and is registered to provide services in Tennessee. Currently, Benjamin is part of Northwestern Mutual Investment Services, LLC, which operates out of Chattanooga, Tennessee. The firm has 2,537 employees and offers various services. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

633 Chestnut St Ste 1100 Republic Centre
Chattanooga, TN 37450

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,537

TN Average: 43

Investment Advisory Services

  • Other

Benjamin Francis Work History

2020 - Present (4 years)

Robert Thomas

2016 - Present (8 years)

Northwestern Mutual Wealth Management Company

2007 - Present (17 years)

Northwestern Mutual Investment Services, LLC

2012 - 2016 (4 years)

Northwestern Mutual Investment Services, LLC

2007 - 2019 (12 years)

Northwestern Mutual Life Insurance Company

Disclosures

Please visit the SEC profile of Benjamin Francis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Zachary Motl
Sioux Falls, SD
Alexander Pohlmann
West Des Moines, IA
Reem Rawashdeh
Omaha, NE
Stephanie Watson
New York, NY
Ronald Coulson
Leawood, KS
Anthony Fabris
Mequon, WI
Drew Snodgrass
Springfield, IL
William Vincent
Peachtree Corners, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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