James
Cole
Mariner Wealth Advisors
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About this Advisor
James Cole is a certified financial planner and chartered financial consultant based out of Eads, Tennessee. Cole is an employee of Mariner Wealth Advisors. Over the course of their career, Cole has held roles at Bok Financial Securities, Inc, Bokf, Na, Ftb Advisors, Inc, First Horizon Advisors and Mariner Wealth Advisors. Cole has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Kansas and Tennessee. Mariner Wealth Advisors is a financial advisory firm headquartered in Leawood, KS. The firm has offices in 68 locations and a total of 1,465 financial advisors. It has $66 billion in total assets across its 112,465 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 128 charitable organizations. Of its 112,465 customer accounts, 34% are held by high-net-worth clients who have at least $1 million in assets available to invest. The company provides a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fees are based on which services the firm provides the client. Fee types charged by Mariner Wealth Advisors can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mariner Wealth Advisors Brokerage Details
$65,874,566,238
1,465
112,465
$585,734
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
James Cole Work History
James has been registered as a financial advisor for 0 years.*
Mariner Wealth Advisors
First Horizon Advisors
First Horizon Advisors
Ftb Advisors, Inc
Bok Financial Securities, Inc
Bokf, Na
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Cole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mariner Wealth Advisors
Cincinnati, OH
Sioux Falls, SD
Danville, CA
Irvine, CA
Tulsa, OK
Leawood, KS
Leawood, KS
Greenville, SC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
