James
Lyday
Pensionmark Financial Group, LLC
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About this Advisor
James Lyday is a financial advisor who works out of Santa Barbara, California with a total of 7 years of industry experience. Lyday is an advisor for Pensionmark Financial Group, LLC. Over the course of their career, Lyday has held roles at Wells Fargo Advisors LLC, Raymond James Financial Services, Raymond James Financial Services Advisors Inc, Ridge Retirement Consultants, LLC, Southwestern Investment Group, Pensionmark Financial Group, LLC, Capfinancial Securities, LLC and Pensionmark Securities, LLC. Lyday holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Louisiana and Tennessee. Pensionmark Financial Group, LLC is an advisory firm that has its headquarters in Santa Barbara, CA. It has offices in 59 locations and a total of 244 employees. It oversees $27 billion in assets under management across its 7,380 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 142 charities and foundations. Of its 7,380 customer accounts, just 4% are associated with high-net-worth individuals who have more than $1 million in investable assets. Pensionmark Financial Group, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically depend on the services. However, fees billed by Pensionmark Financial Group, LLC can include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pensionmark Financial Group, LLC Brokerage Details
$26,622,603,339
244
7,380
$3,607,399
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Lyday Work History
James has been registered as a financial advisor for 7 years.*
Pensionmark Securities, LLC
Pensionmark Financial Group, LLC
Ridge Retirement Consultants, LLC
Capfinancial Securities, LLC
Raymond James Financial Services
Raymond James Financial Services Advisors Inc
Southwestern Investment Group
Wells Fargo Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Lyday to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pensionmark Financial Group, LLC
Saint Petersburg, FL
Brentwood, TN
South Burlington, VT
Madison, WI
San Mateo, CA
Santa Barbara, CA
Fort Mill, SC
San Antonio, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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