James
Wells

Morgan Stanley

CRD#2372075
Investment Advisor
in Memphis, TN

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About this Advisor

James Wells is a financial advisor based in Memphis, Tennessee, working with Morgan Stanley. James has previously held positions at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney LLC, and Morgan Stanley Private Bank, N.A. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Tennessee and Texas. Currently, James is part of Morgan Stanley, which operates out of Memphis, Tennessee. The firm has 930 offices and 29,300 employees. The firm manages assets totaling $1.4 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Morgan Stanley includes asset-based, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

6410 Poplar Avenue Suite 600
Memphis, TN 38119

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,402,425,838,334

TN Average: $7,464,549,021
Total Number of Employees

29,300

TN Average: 88
Total Number of Accounts

2,405,783

TN Average: 3,892
Average Account Size

$582,939

TN Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Wells Work History

2021 - Present (3 years)

Morgan Stanley Smith Barney LLC

2021 - Present (3 years)

Morgan Stanley Private Bank, N.A

2016 - 2021 (5 years)

Wells Fargo Clearing Services, LLC

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

Disclosures

Please visit the SEC profile of James Wells to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Taylor Kangethe
Kansas City, MO
Charlotte Ahdoot
New York, NY
Emilia Rivera
San Diego, CA
Rebecca Bessette
Boston, MA
Felix Del Vecchio
Wellesley Hills, MA
Rachel Irwin
Kingsport, TN
Amanda Ragde
Woodland Hills, CA
Christopher Rollo
Oneonta, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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