Ubs Financial Services Inc

Investment Advisor
in Nashville, TN

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About this Advisor

Kristen Ellsworth is a certified financial planner operating out of Nashville, Tennessee, who has been in the financial industry for 10 years. Ellsworth is an advisor for Ubs Financial Services Inc. During their career, the advisor has held roles at Jpmorgan Securities LLC, Jpmorgan Chase Bank, Bloomingdale'S, Morgan Stanley Smith Barney LLC and Ubs Financial Services Inc. Ellsworth has Series 63 and Series 66 licenses, which qualify them as a securities representative, and can operate in Tennessee. Ubs Financial Services Inc is an advisory business based out of Nashville, Tennessee. The investment advisory business has offices in 369 locations and a total of 12,710 people on staff. It administers $692 billion in assets under management across its 1,073,865 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors largely vary depending on which service is provided. However, fee types charged by Ubs Financial Services Inc can include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations


Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

315 Deaderick Street Suite 500
Nashville, TN 37238

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


TN Average: $10,121,009,343
Total Number of Employees


TN Average: 92
Total Number of Accounts


TN Average: 6,978
Average Account Size


TN Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Kristen Ellsworth Work History

Kristen has 10 years of experience.

2017 - Present (6 years)

Ubs Financial Services Inc

2015 - 2015 (< 1 year)

Morgan Stanley Smith Barney LLC

2015 - 2017 (2 years)

Ubs Financial Services Inc

2013 - 2015 (2 years)

Jpmorgan Securities LLC

2012 - 2015 (3 years)

Jpmorgan Chase Bank

2012 - 2012 (< 1 year)



Kristen Ellsworth has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Genevieve Gacad
Los Angeles, CA
Matthew Gentzkow
Nashville, TN
Kevin Fennell
San Diego, CA
Marion Quina
Nashville, TN
Grace Seymour
Nashville, TN
Alex Gilman
New York, NY
Kristen Ellsworth
Nashville, TN
Elizabeth Fowlks
Wellesley Hills, MA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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