Kristen
Ellsworth
Ubs Financial Services Inc
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About this Advisor
Kristen Ellsworth is a certified financial planner operating out of Nashville, Tennessee, who has been in the financial industry for 10 years. Ellsworth is an advisor for Ubs Financial Services Inc. During their career, the advisor has held roles at Jpmorgan Securities LLC, Jpmorgan Chase Bank, Bloomingdale'S, Morgan Stanley Smith Barney LLC and Ubs Financial Services Inc. Ellsworth has Series 63 and Series 66 licenses, which qualify them as a securities representative, and can operate in Tennessee. Ubs Financial Services Inc is an advisory business based out of Nashville, Tennessee. The investment advisory business has offices in 369 locations and a total of 12,710 people on staff. It administers $692 billion in assets under management across its 1,073,865 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors largely vary depending on which service is provided. However, fee types charged by Ubs Financial Services Inc can include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Ubs Financial Services Inc Brokerage Details
$692,292,245,524
12,710
1,073,865
$644,673
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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Kristen Ellsworth Work History
Kristen has 10 years of experience.
Ubs Financial Services Inc
Morgan Stanley Smith Barney LLC
Ubs Financial Services Inc
Jpmorgan Securities LLC
Jpmorgan Chase Bank
Bloomingdale'S
Disclosures
Kristen Ellsworth has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
Nashville, TN
San Diego, CA
Nashville, TN
Nashville, TN
New York, NY
Nashville, TN
Wellesley Hills, MA
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.