Lisa
Hunter

Principal Securities, Inc

CRD#7726807
Investment Advisor
in Chattanooga, TN

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About this Advisor

Lisa Hunter is a financial advisor based in Chattanooga, Tennessee, working with Principal Securities, Inc. Lisa has previously held positions at Independent Life Insurance / Annuity Agent, Amour Vert, Sci - Tn Funeral Services LLC, Principal Life Insurance Company, Principal Securities, Inc, Leisure Golf, LLC, Vf Outdoor, Winegamie Golf Course, and Shieldmaiden Financial. Lisa has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Tennessee and Texas. Currently, Lisa is part of Principal Securities, Inc, which operates out of Chattanooga, Tennessee. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Chattanooga, TN

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

TN Average: $9,259,360,772
Total Number of Employees

1,349

TN Average: 166
Total Number of Accounts

54,844

TN Average: 7,189
Average Account Size

$220,730

TN Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lisa Hunter Work History

2024 - Present (0 year)

Shieldmaiden Financial

2023 - Present (1 year)

Principal Life Insurance Company

2023 - Present (1 year)

Principal Securities, Inc

2022 - 2023 (1 year)

Independent Life Insurance / Annuity Agent

2022 - 2022 (< 1 year)

Amour Vert

2021 - 2022 (1 year)

Sci - Tn Funeral Services LLC

2018 - 2020 (2 years)

Leisure Golf, LLC

2017 - 2018 (1 year)

Winegamie Golf Course

2006 - 2016 (10 years)

Vf Outdoor

Disclosures

Please visit the SEC profile of Lisa Hunter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Damien Martinez
Lincoln, NE
Mia Garcia
Lutz, FL
Darin Gong
Des Moines, IA
William Mannix
Tampa, FL
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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