Rosaline
Banks
Tiaa-Cref Individual & Institutional Services, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Rosaline Banks is a financial advisor operating out of Memphis, Tennessee. Banks is an advisor for Tiaa-Cref Individual & Institutional Services, LLC. During their career, Banks has held roles at Valic Financial Advisors, Inc, Wells Fargo Advisors, LLC, Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Gwfs Equities, Inc, Wells Fargo, Valic, Empower Financial Services, Inc, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC and Empower Advisory Group, LLC. Banks maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Tennessee. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment company headquartered in New York, NY. The investment advisory business has offices in 136 locations and a total of 1,235 employees. It manages $31 billion in total assets among its 76,892 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 22 charities and foundations. Of its 76,892 accounts, 62% are associated with high-net-worth clients who have more than $1 million in investable assets. Tiaa-Cref Individual & Institutional Services, LLC offers a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management largely are based on which services the firm provides the client. However, fees charged by Tiaa-Cref Individual & Institutional Services, LLC most likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details
$30,906,830,115
1,235
76,892
$401,951
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Rosaline Banks Work History
Rosaline has been registered as a financial advisor for 0 years.*
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
Gwfs Equities, Inc
Empower Financial Services, Inc
Empower Advisory Group, LLC
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Wells Fargo Advisors, LLC
Wells Fargo
Valic Financial Advisors, Inc
Valic
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Rosaline Banks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Advice And Planning Services
New York, NY
West Harrison, NY
Philadelphia, PA
Hanover, NH
Roseland, NJ
Charlotte, NC
Spokane, WA
Minneapolis, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
