Sean
Cawley

Rfg Advisory, LLC

CRD#6484335
Investment Advisor
in Brentwood, TN

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About this Advisor

Sean Cawley is a financial advisor based in Brentwood, Tennessee, working with Rfg Advisory, LLC. Sean has previously held positions at Vanderbilt University, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Enterprise Holdings, Rfg Advisory, LLC Dba Resolute Wealth Management, Private Client Services, and Northwestern Mutual Wealth Management Company. Sean has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Tennessee and Texas. Currently, Sean is part of Rfg Advisory, LLC, which operates out of Brentwood, Tennessee. The firm has 46 offices and 195 employees. The firm manages assets totaling $3.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Rfg Advisory, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5110 Maryland Way, Suite 330
Brentwood, TN 37027

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Rfg Advisory, LLC Brokerage Details

Total Assets Under Management

$3,859,253,984

TN Average: $1,620,585,161
Total Number of Employees

195

TN Average: 52
Total Number of Accounts

17,871

TN Average: 1,560
Average Account Size

$215,951

TN Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Sean Cawley Work History

2021 - Present (3 years)

Rfg Advisory, LLC Dba Resolute Wealth Management

2021 - Present (3 years)

Private Client Services

2016 - 2021 (5 years)

Northwestern Mutual Wealth Management Company

2015 - 2021 (6 years)

Northwestern Mutual Life Insurance Company

2015 - 2021 (6 years)

Northwestern Mutual Investment Services LLC

2014 - 2015 (1 year)

Vanderbilt University

2014 - 2014 (< 1 year)

Enterprise Holdings

Disclosures

Please visit the SEC profile of Sean Cawley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rfg Advisory, LLC

Sean Cawley
Brentwood, TN
Christopher Rogers
Birmingham, AL
Zachary Wicker
Birmingham, AL
Brittani Schaefer
Saint Louis, MO
Ryan Briggs
Birmingham, AL
Kevin Murphy
Saint Louis, MO
Chandler Dutram
Saint Petersburg, FL
Gibson Bosworth
Birmingham, AL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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