Sean
Cawley
Rfg Advisory, LLC
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About this Advisor
Sean Cawley is a financial advisor working in Brentwood, Tennessee who has 2 years of relevant experience. Cawley is an advisor for Rfg Advisory, LLC. The advisor has gained experience at Vanderbilt University, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Enterprise Holdings, Wise Path LLC, Northwestern Mutual Wealth Management Company, Rfg Advisory, LLC Dba Resolute Wealth Management and Private Client Services. Cawley holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Tennessee and Texas. Rfg Advisory, LLC is a registered investment firm headquartered in Birmingham, AL. The company has offices in 46 locations and a total of 195 employees. It controls $3 billion in total assets between its 16,034 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves eight charities and foundations. Of its 16,034 accounts, just 10% are held by high-net-worth investors who have more than $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services vary depending on which service is provided. However, fees billed by Rfg Advisory, LLC likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rfg Advisory, LLC Brokerage Details
$2,996,872,822
195
16,034
$186,907
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Sean Cawley Work History
Sean has been registered as a financial advisor for 2 years.*
Rfg Advisory, LLC Dba Resolute Wealth Management
Private Client Services
Northwestern Mutual Wealth Management Company
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
Vanderbilt University
Enterprise Holdings
Vanderbilt University
Wise Path LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Cawley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rfg Advisory, LLC
Birmingham, AL
Birmingham, AL
Brentwood, TN
Birmingham, AL
Westlake, OH
Birmingham, AL
Southlake, TX
Birmingham, AL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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