Tiaa-Cref Individual & Institutional Services, LLC

Investment Advisor
in Knoxville, TN

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About this Advisor

Timothy Tubbs is a financial advisor who works in Knoxville, Tennessee. Tubbs currently works for Tiaa-Cref Individual & Institutional Services, LLC. The advisor has gained experience at Edward Jones, Wells Fargo Bank Na, Wells Fargo Clearing Services, LLC, Ameriprise Financial Services Inc, Ae Wealth Management, LLC, Retirement Specialty Group, Inc, Regions Bank, Cetera Investment Advisers LLC, Cetera Investment Services LLC, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Tubbs has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Tennessee. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment business operating out of New York, NY. The firm has offices in 136 locations and a total of 1,235 advisors. It has $31 billion in total assets across its 76,892 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 22 charitable organizations. Of its 76,892 client accounts, 62% are associated with high-net-worth investors who have at least $1 million in assets. Tiaa-Cref Individual & Institutional Services, LLC provides a set of services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees largely depend on which services the firm provides the client. Fee types billed by Tiaa-Cref Individual & Institutional Services, LLC likely consist of any combination of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

800 Gay Street South Ste 700, Offices 704, 705, 706, 707
Knoxville, TN 37929

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management


TN Average: $7,464,549,021
Total Number of Employees


TN Average: 88
Total Number of Accounts


TN Average: 3,892
Average Account Size


TN Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Timothy Tubbs Work History

Timothy has been registered as a financial advisor for 0 years.*

2023 - Present (0 year)


2023 - Present (0 year)

Tiaa-Cref Individual & Institutional Services, LLC

2020 - Present (3 years)

Cetera Investment Advisers LLC

2020 - Present (3 years)

Cetera Investment Services LLC

2019 - Present (4 years)

Regions Bank

2018 - 2019 (1 year)

Ae Wealth Management, LLC

2018 - 2019 (1 year)

Retirement Specialty Group, Inc

2017 - 2018 (1 year)

Ameriprise Financial Services Inc

2016 - 2017 (1 year)

Wells Fargo Bank Na

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Timothy Tubbs to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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